ROUNDTABLE ON DEMOCRATIC
CONTROL OF MILITARY AND SECURITY ESTABLISHMENTS IN NIGERIA AND SOUTH
AFRICA
20-23
September 2000, Johannesburg
SUMMARY
REPORT
Organised by
Centre
for Democracy & Development
|
Centre
for Defence and Security Management
|
Institute
of Development Studies
|
Lagos,
Nigeria
|
Johannesburg,
S.A
|
Sussex,
UK
|
INTRODUCTION
This roundtable of
security scholars, military and civilian defence officials,
parliamentarians and civil society actors – a third in the series
on the challenges of democratic control in new transitions - was
held at the Training & Conference Centre, Ogere, Ogun State in
Nigeria from December 7 to 10, 1999. Organised by the Centre for
Democracy and Development (CDD), Nigeria, in collaboration with the
Centre for Defence and Security Management of Witswatersrand
University (CDSM) South Africa and the Institute of Development
Studies, (IDS) UK, the roundtable had as its main purpose a
discussion of the processes and mechanisms through which democratic
control can be established. This
was with a view to agreeing procedures for greater democratic
accountability, transparency and control over the armed forces and
security bureaucracies – by government, parliament and the
political and civil society – especially in Nigeria, which has
just emerged from prolonged military rule. To put the discussions
into a broader comparative frame, the roundtable also reviewed the
experience of democratic control in Asia, Europe, and Latin America.
This summary report does not fully reflect the wide-ranging
discussions that took place, but highlights the main points and
conclusions reached.
By
bringing together those who have been involved in the political and
military aspects of democratic control, the organisers placed an
emphasis on lessons learnt and experiences shared with a view to
highlighting best practice approaches for security sector
transformation. Towards
this objective, the roundtable was organised around matched
presentations on both countries, which focussed on the theoretical
and practical dimensions of democratic control. In this regard, the
conference benefited from the careful mix of experts whose
contributions combined theory and practice because of their rich
personal and comparative experience in the areas of democratic
control and security sector transformation. The themes of focus included: Political, Economic and Social
Context of Security Sector Transformation; Defence Restructuring in
the Context of Democratisation; Gender and Civil Society Dimensions
of Defence Transformation; Political Economy of Defence Spending and
National Development; Mechanisms for Democratic Accountability in
the Defence Policy Making Process; Mechanisms for Democratic
Accountability and Control of Security Establishments and Regional/
International Dimensions of Democratic Control and Security Sector
Transformations.
In
his opening remarks, the President of the African Peace and
Strategic Research Group, (Rtd) Major General Ishola Williams welcomed participants - especially
from South Africa and stressed the pivotal link between security,
development and democratisation. He also stressed the need to get
together a body of knowledge that will be useful to practitioners,
civil society activists and politicians – a key objective of the
dialogue series. He applauded the coming together for the first time
in the country’s new democratic dispensation of people erstwhile
enemies who showed little interest in the activities of one another
when the military was in office. He expressed the optimism that this
roundtable exercise would serve as a useful template for breaking
down the perceived and real barriers between the civil sector and
the security and military establishments. In his own remarks, the
Director of CDD, Dr Kayode Fayemi opined that one
of the most critical challenges faced by popularly elected
governments emerging from prolonged authoritarian rule is the
challenge of democratic control of the military and security
establishments and the promotion of a stable civil-military
relations. After
fifteen years of unbroken military rule in Nigeria, he explained
that the place of the military and security apparatus in the new
dispensation has been very much under discussion. According to him, the newly elected government is giving
serious policy and operational attention to the military question.
In order to consolidate this transition and ensure it is not
vulnerable to authoritarian reversals of the kind that destroyed the
country’s second and third republics, he stressed the need to ensure
democratic, not just civilian control over
the military and security establishments.
Consequently,
he explained that the roundtables would focus primarily on democratic,
rather than civilian control since experience has shown that formal military subservience
to civilian authorities, though clearly necessary, is not by itself
enough. Dr Fayemi stressed that the goal of the round-table was to
encourage a discussion of the processes and mechanisms through which
clear public policy implications could be derived for democratic
control and security sector transformation, drawing not only on
Nigeria’s own experience, but also on that of other countries, in
particular South Africa. In
this regard, South Africa has emerged as an important crucible for
testing the prospects of and challenges to democratic control in a
country that has made a relatively smooth transition from its
apartheid past to a more open and democratic system of government. A
key feature of this transition has been the establishment of
procedures for greater democratic accountability, transparency and
control over the armed forces and security bureaucracies – by
government, parliament and the political and civil society. He
pointed out that comparative analysis was important because there
are a lot of things to be gained from sharing the lessons and
experiences of South Africa and other countries in their quest for
security sector transformation.
Whilst
informing participants that the inaugural roundtable would not be
the last as the collaborating partners planned to hold subsequent
workshops in Ghana and South Africa because of the importance of
continued dialogue amongst the role-players, Dr Fayemi expressed the
optimism that the roundtables would seamlessly move into sector
specific training and support work for the legislatures, defence
civilian and security officials and civil society actors. It
is envisaged that the eventual product of these roundtables will be
a published book drawing on the papers presented and the
discussions, and aiming at the widest possible specialist and
non-specialist audience in the countries of focus. The
project also planned to produce training manuals and handbooks on
governance in the security sector, aimed at promoting effective
legislative oversight, professional autonomy of the security
establishments and greater interaction with the civil society in the
next phase of the project. In the final analysis, Dr Fayemi enjoined
participants to focus sharply on the issues in a way that
military practitioners and civil actors can benefit from the
experiences of other countries.
Dr
Fayemi also thanked the sponsors of the programme – namely, the
Ford Foundation, the Commission of the European Community, the UK
Department of International Development ESCOR Fund and the Africa
Security Dialogue & Research in Ghana.
SETTING
THE POLITICAL, ECONOMIC & SOCIETAL CONTEXT.
Following
a comprehensive overview on the principles and practice of
democratic control in Africa, it was suggested that the experience
of Africa have been mixed. Participants agreed that there is utility
in distinguishing between civil and democratic control. Civil
control is characterised by the following five qualities: ability of
civil government to define policies and strategies for the security
sector; ability of civil government to determine personnel for the
security sector; ability of civil government to organise roles for
the security sector; ability of civil government to monitor
implementation of programmes and evaluate them for the security
sector and ability of civil government to make budgetary allocation
to the security sector. Other attributes required to move from civil
to democratic control include: effective parliamentary oversight;
effective civil society input and presence of the rule of law.
It
was suggested that democratic control of the military and security
sectors is central to the survival of democracy, but only a few
African countries have experienced comprehensive security sector
transformations leading to genuine democratic control. What is
happening in most of the cases is the reconfiguration of political
elites and formations aimed at guaranteeing regime perpetuation.
Although the African security sector situation is varied and complex
and it is difficult to draw firm conclusions, there are some
generalisations that can be made. First, the security challenges in
Africa are changing in form, if not in content. Second, new views of
security arrangements are emerging across the continent in which
state and non-state actors have been playing pivotal roles. Third,
donors are beginning to pay attention to security matters. Many
technical issues are consequently being posed. It is therefore
necessary that reforms are not restricted to modernisation of the
security sector.
The
above scenario has clear implications for democratic control of
security establishments. First, the prospects of democratic control
improve dramatically when there is an obvious shift of political
power. Paradoxically, it was unanimously agreed that political
change could elicit a backlash if not properly managed and lead to
an early collapse of the democratisation project. In the above
mentioned context of regime reconfiguration, democratic control
clearly faces a serious challenge when the political elite
demonstrate more interest in nominal management of the security
sector, not comprehensive transformation that places democratic
control at the top of the agenda.
Without
eschewing the need for a partnership that involves security
establishments, the parliament, the executive and civil actors for
democratic control to endure, participants stressed the critical
importance of treating democratic control as a process, rather than
an event but one in which the decision making process is clearly
defined by the political class. This requires a political leadership
that is nuanced and experienced in statecraft, a consensus on the
core values and national vision of the State in question; an
institutional framework for a process-led change management and a
capacity building arrangement to empower the leadership and
role-players in the process of security sector transformation.
Moving
on from the general to specific presentations on the context in the
two countries in question, the Nigerian presentation argued that the
concept of democratic control assumes that there has been a
transition to democracy, an assumption that may not necessarily be
true in the case of Nigeria. Participants agreed that the debate in
Nigeria in recent times has concentrated more on how to reconstitute
the Nigerian State and develop a consensus around its character.
Whilst agreeing that the challenges facing the Obasanjo regime
particularly in the security sector are multiple, some participants
suggested that it would be more useful to see security sector
transformation within the overall context of national restructuring.
This however has to be predicated on a number of pertinent factors
that undergird the country’s democratic transition. These include:
(a)
the political, sociological and institutional background to
military politics;
(b) the manifold legacies of Nigeria’s authoritarian past and
the effect of the culture of militarism on public discourse,
consolidation of civil politics and democratic governance;
(c) the nature of the political transition and the impact of
transition politics on military professionalism;
(d) the quality of the emergent
political leadership and the nature of its legitimacy;
(e) Feasibility of policy prescriptions introduced for
stabilising civil-military relations and the extent to which the
policy prescriptions guarantee institutionalised democratic control
without undermining internal autonomy and military professionalism;
(f)
the nature of civil society involvement in democratic control
and how this affects the
complexity of military-civil society relations;
(g) the nature and content of international assistance in the
restructuring programme;
(h) the performance record of the new government roughly defined
as the “democratic dividend” and the impact of this on post transition problems, and;
finally
(i)
the complexity of the global political economy within which
the new government is functioning.
Whilst
the new government has taken some laudable steps with a programme of
retirement, appointment and cleansing of the armed forces, it was
noted that this exercise has been more personality driven and
foreign led with very little institutional and civil society input.
This could be a double-edged sword in a country where there are
still unsettled questions on the future of the State. A number of
recommendations were considered in order to address the deficiencies
in the current reform programme. These include:
·
The recognition of the need to broaden and deepen
the base of the current democratic transition by promoting consensus
driven solutions to the unresolved issues of restructuring the state
in order to avoid the current resort to violence through the
creation of ethnic and religious militias;
·
There is the need to restore people’s faith in
the constitutional process;
·
The present government should recognise that
programmes of military reforms are a double-edged sword. Retirement
must be accompanied with a programme of rehabilitation and
reintegration into the Society.
·
Given the past history of mistrust between civil
society groups and the military constituency, it is necessary to
have a proactive programme of confidence building between the
military and the civil society and through the improvement of civil
society’s knowledge and understanding of security issues;
·
Whilst recognising the need to be assisted by the
international community, aspects of the reform programme placed in
the hands of foreign military consultants were widely criticised.
So also was the need to tread carefully on externally driven
economic reform proposals that will create problems of governance.
·
The need to redefine the concept of security was
also seen as crucial to the whole reform exercise. Since the
collapse of the cold war, people have started redefining security
with the emphasis on human security since many of the conflicts are
poverty driven. Hence,
individual security, food security, environmental protection should
be seen as government priority over and above military security.
The
situation in South Africa is quite different from other countries
because of the process that led to the security sector
transformation. Moreover, the people were fully mobilized for the
process. However, there has been an attempt to ensure that what took
place was transformation rather than reform, and not transformation
for transformation sake, but transformation to improve the capacity
of institutions to deliver services. It must not be transformation
for transformation sake. In this regard, transformation has four
different components:
1.
Political transformation – stabilization of civil
–military relations, development of defence in a democracy etc.
2.
Human resource transformation – Equal opportunity,
affirmative action, gender, education & training etc.
3.
Organizational transformation – Reprofessionalisation for
the armed forces
4.
Cultural transformation – Ensuring that the institution is
receptive to and reflects the traditions of the transformational
agenda.
The
whole process in South Africa was geared towards confidence and
trust building. Control of the military should not be seen in a
negative sense. Control should be seen as a positive process where
the policies of government are applied to the military. In the
process of security sector transformation in South Africa, many
civil society organizations were involved. There was initial
reluctance by military officers on the involvement of civil society
and parliamentarians. But as the discussions progressed trust and
confidence was built.
Participants
noted that there are a lot of similarities between Nigeria and South
Africa. Both countries have legacies of protracted military rule
(Nigeria) and apartheid era national Security State (South Africa).
In the two countries, there was centralisation of power under the
military; reliance on state coercion and surveillance; and erosion
of state legitimacy and capacity to govern. This led to expansion of
the role of intelligence and security services in both countries.
Nigeria was however different from South Africa in the depth of the
economic crisis and institutionalisation of corruption.
The
transition process in both countries also had similarities and
differences. The single most important difference is that in South
Africa, there was a broad based political mobilisation,
consultation, debate and negotiation. This led to a shift in the
balance of forces. In contrast, in Nigeria, although the
pro-democracy activists were in the forefront of the struggle
against the military, the transition was not negotiated with them.
The political parties in Nigeria were organically weak,
deeply divided and do not have the mass following as in the case of
ANC in South Africa. In both cases, there is high level of violence
promoted by the supporters of the previous regime.
Furthermore,
in South Africa, there was a much more comprehensive defence
transformation process including demobilisation, transformation and
integration. In Nigeria, the process of transformation is just
beginning but indications of a comprehensive approach have been
lacking. It was noted that political conditions made security sector
transformation in South Africa possible – a pro-active civil
society and influential political parties. In Nigeria, the success
of the process will depend on how the country is able to generate
the political conditions – strong political parties, serious
parliament, influential civil society and the rebuilding and
re-institutionalisation of the armed forces. Participants agreed
that security sector reform is necessary, but should be part of an
all-inclusive, all encompassing process of public sector reform.
Additionally, it should not be a personality driven masterstroke,
which runs the risk of derailment but an institution driven agenda
with consensus and participation of all stakeholders and role
players.
DEFENCE
RESTRUCTURING IN THE CONTEXT OF DEMOCRATISATION: ACTORS AND ISSUES
It
was noted that defence restructuring could be a vital tool in
sociopolitical engineering in many developing countries, including
Nigeria. Defence restructuring in Nigeria has antecedents that date
beyond May 1999 when the present civilian regime was ushered into
office. For example, there was organisational restructuring during
and after the civil war (1967-70) with the implementation of a
downsizing programme through demobilisation and reorganisation
exercises. However, these restructuring programmes do not represent
a holistic approach to restructuring. The civil bureaucracy of the
ministry of Defence (MoD) for instance was hardly subjected to
change and re-organisation. But a more interesting aspect of these
restructuring exercises is that they were motivated by service
considerations rather than by articulated public demands on national
defence which played a key role in the post-military restructuring
programme.
While
there can be no doubt that the democratisation of the Nigerian
polity creates its own imperatives and opportunities for the
restructuring of the defence and security sectors, the extent of
civil society impact on that process appears relatively thin in
reality. In reality, while the strategy to keep the military
perpetually out of politics and limiting its activities to the
performance of its constitutionally prescribed roles is a central
issue in the conduct of statecraft in contemporary Nigeria, the
country also exemplifies why the western notions of an a-political
military requires revisiting given the mutational tendencies and
continuous shuffling of various actors between the military,
political and civilian realms. In spite of this caution, it was
noted that certain actors could still be identified amongst the wide
array of actors. The actors involved include the political class,
the government/Ministry of Defence (Civilian bureaucracy), the armed
forces, the civil society and international actors. The issues
include stability of democracy, prevention of coup d’etat,
professionalisation of the military, subordination of the military
to civil authority etc. The measures that have been canvassed by
various actors include defence pacts with a major power to act as a
check on the military, retirement of political officers, training,
downsizing etc.
Following
extensive deliberations of the positions of these actors and
strategies adopted, a number of issues were considered in defence
restructuring in Nigeria and certain conclusions reached. These included the unanimous views that:
·
Defence restructuring should be holistic;
·
Restructuring should be gradual and sequenced;
·
Restructuring must be comprehensive;
·
Restructuring must consider and reflect local
sensitivities;
·
Defence restructuring must not ignore the
“organisation essence” of the armed forces in terms of
professionalism, institutional pride, career development etc;
·
Restructuring must not be arbitrary. There is the
need to establish a set of criteria to guide the restructuring
exercise; and,
·
Restructuring must address identified core
objectives i.e. improve defence planning ensuring legislative
oversight, boosting the morale of troops through the clarity of role
and mission and the conduct of operations.
It
was pointed out that the change imperatives that assisted in the
transformation of defence in South Africa included the vastly
changed external environment characterised mostly by the ending of
the cold war era; the changed internal political situation with the
advent of democracy in South Africa; the changed governmental
priorities towards reconstruction and development, and the changed
normative and cultural realities in South Africa.
The
South African Defence Force (SADF) played crucial role in the
transformation process. There were a lot of officers within the SADF
who understood the role of military (even before 1994) in a
democratic society. It was clear to them that there was no military
solution to the South Africa problem. Political change preceded the
restructuring which created the right environment.
The
issues that dominated the restructuring process included:
·
Integration of forces into “New” SANDF;
·
Democratic control/civil military relations. For
instance, after the integration, the first thing the South African
Navy did was to go to parliament to request permission to buy some
equipment;
·
Representivity;
·
Concept of Security. There was a change of concept
from national security to human security;
·
Defence posture, strategy and policy;
·
Force design and structure;
·
Normative values and culture including civic
education;
·
Defence management including efficiency,
accountability, transparency, leadership, and command and management
principles; and,
·
International and Regional Defence Co-operation.
The
lessons learnt from defence restructuring in South Africa include:
1.
A dynamic role by parliamentary committees is essential in
establishing democratic control over the military and healthy civil
military relations.
2.
All government departments should be involved in the
establishment of practical and sustainable defence policy e.g.
Departments of Finance, Home Affairs, National Security.
3.
Top defence officials must be personally involved in
the debate with the parliamentary Defence Committees.
4.
Civil society actors must be involved in the defence debate
in order to broaden the perspective of decision-makers. However, in
the end, government should still retain the responsibility for
decision-making.
5.
Broad consultation is imperative for national consensus on
defence.
6.
Transparency and consultation increase the quality of the
debate and enhance the capacity of all participants for future
contributions; and,
7.
Restructuring and transformation require funding
e.g. Integration, demobilisation. Most problems with implementation
are due unfunded policies.
Participants
observed that there has been lot of friction between the
parliamentary committee on Defence and the Ministry of Defence.
GENDER & CIVIL SOCIETY DIMENSIONS OF
DEFENCE TRANSFORMATION
Participants
pointed out that there is a paradox concerning the issue of gender
and defence transformation, which we needed to be confronted. Women play a major role in peace building and peace making in
South Africa and Nigeria as elsewhere in Africa. But the participation of women in peacemaking (negotiation
and policy making) is and has been traditionally low. A crucial
perspective is therefore missing at the negotiation stage. A gendered approach should focus on the relationship between
men and women and particularly on the exclusion of women in the
higher echelons of the decision-making process. Exclusion of women means that issues such as violence against
women, women refugees, war affected children and child soldiers are
not adequately addressed. The
challenge, it was noted, was for actors and participant-observers to
remake and redefine the roles and missions of the security sector
and work towards gender equality that women can play their role.
It
was observed that Nigeria is one of the most backward countries in
terms of gender issues. It is very clear that women representation
is very low and one senior military official even conceded clear
lack of knowledge with respect to how many women were commissioned.
Even when women are represented, they are restricted to
certain areas. For
instance, the few women who were in the ECOMOG peacekeeping
operations in Liberia and Sierra Leone will always be seen in the
support services. It is
patriarchy that has given rise to all these, but participants
strongly felt that things could change if the leadership’s
attention was drawn to this lapse arising out of the way women are
socialised and marginalized in society. It is important that as the military restructures, there is
the need to address the imbalance of gender representation.
Participants also underscored the importance that gender
participation requires the mobilisation of women and proactive
strategy of bringing women into the security sector policy-making
arrangements.
With
regards to the civil society, it was argued that the military sector
has been used as an agent of insecurity instead of security. The challenge of security sector reform is therefore to build
a security sector that is society friendly and can relate well with
the public. The crucial
questions then are: how to make the security sector transform from
being agents of insecurity to agents of security? How do we make the security sector become credible, efficient
and professional? Participants
stressed the importance of three issues which ought to be put into
consideration in this regard:
·
Professional autonomy of the military so that it
serves public, rather than regime interest;
·
Comprehensive defence policy that will involve the
civil society in its formulation; and,
·
Confidence building between the security sector and
the civil society.
Parliamentary
Oversight of Defence and Security Establishments
The
legislature has a lot to do in addressing the above issues. Since legislative oversight requires a degree of knowledge
about the institution, in the absence of which even minimal
oversight cannot be exercised, it was suggested that the parliament
needs an expert base that can serve as a resource for analysing
security sector issues and this can serve all the committees on
Defence, Police Affairs and Security and Intelligence. In addition, the legislature must gain the confidence of
civil society through regular consultations with research think
tanks and civil society institutions through public hearings aimed at popularising defence and security
issues thus ensuring public ownership. On its part, it was agreed that the military must open itself
up to public scrutiny, and
be transparent in order to gain the confidence of the public at
large – as many participants strongly felt that inadequate
knowledge of the professional military based on the indiscretion of
a comparatively few ‘political soldiers’ has been responsible
for the visceral dislike of the institution which is so pervasive in
society.
Participants
agreed that strengthening democratic oversight and promoting
military accountability are essential elements of the process of
democratisation. The weakness of the legislature in performing this
role was attributed to the legacies of militarised politics and
absence of parliaments in Nigeria for 30 out of 40 years of
political rule. It was also suggested that there is the need to
strengthen the constitutional provisions undergirding security
sector reforms whilst helping civil actors both in parliament and
civil society to develop skills and alternative sources of
independent analysis of military prescriptions. There is the need
for constitutional mechanisms to be placed in the constitution that
actively promote democratic control without declaring any military
ort security issue as “no-go” areas. Whilst acknowledging that
the initiative for security sector reform should be driven by the
legislature and the executive branches of government, the
reform process should not be left to them alone; it should be
all-inclusive.
THE
POLITICAL ECONOMY OF DEFENCE SPENDING AND NATIONAL DEVELOPMENT
Participants
observed that defence spending in Africa has often been
characterised by two factors. First, the allocation to defence is
always higher than other sectors. Second, the amount spent on defence is actually more than the
official allocation – that is there are often a lot of hidden
costs. This raises a fundamental question of how to control military
spending in a democratic dispensation. Participants agreed that
security sector transformation therefore has to consider security
expenditure in all its ramifications and determine how best to
utilise available resources. The
need to define what constitutes legitimate security expenditure and
the balance between security expenditure and social spending need to
be carefully defined – especially in light of the consensus on
broadening the concept of security.
This
places a lot of responsibility on those invested with the power of
oversight to learn more about the country’s threat environment,
the role and mission of the security sector – both the military,
police and the intelligence services; the composition of security
spending to ascertain the proportions that are allocated to military
hardware and personnel costs and the relationship between security
sector spending and
social spending. The process of security spending review should be
broad based including civilians in the Ministry of Defence and the
civil society. It was observed by participants that security sector
transformation – if it is aimed at producing an efficient and
effective security sector is expensive, hence politicians should be
cautioned against exaggerated expectations of security spending
reduction as a necessary follow up to sectoral reform. This
objective fact should however not preclude a responsible political
leadership from defining tightly what sort of security apparatus the
State can afford without subjecting the national coffers to
unbearable pressure that might prove counterproductive and
detrimental to the goals of achieving human security.
Following
these general points, it was noted that defence spending in Nigeria
is modest considering the size and resources of the country. Between 1990-98, the share of defence in GDP is 0.7%
(compared with 4.3% in Ethiopia, 3.5% in Zimbabwe, 3.5% in Botswana
and 2% in Burkina Faso). In
spite of this, participants criticised defence allocation for two
reasons. First, the
allocation to defence is always higher than other sectors and it is
rarely informed by any objective considerations of the threats.
Secondly, the amount spent on defence is actually more than
the officially declared allocation. Participants observed that in
Nigeria, security spending has been characterised by a consistent
lack of transparency. For example, the political leadership have at
various times given different estimated costs of the ECOMOG
peacekeeping operations in Liberia and Sierra Leone. First, it was
put at eight billion dollars and recently, the president gave a
figure of twelve billion dollars. Previous regimes had estimated the
cost at between 3 and 4 billion dollars. Meanwhile, the total
official military budget in Nigeria over the period 1989-1998 was
6.8 billion dollars. This
inconsistency encourages a lack of credibility in the defence
planning process.
In
the past, defence spending was about 4.5% of the GDP in South
Africa. With the advent of democracy, defence spending has dropped
to 2% in 1994 and 1.5% in 1999. There is more transparency now in
defence expenditure. The process of making the budget is also open
and transparent, involving close scrutiny by the legislature. It
should however be noted that one can only budget for short term and
certain issues like salaries, equipment etc still take a higher
percentage of the defence budget. Since wars and disasters cannot be
determined in advance, contingency fund is important but can be
misused. It was also noted that transformation and change cost money
and a downsized security sector does not necessarily correlate with
a reduction in security sector spending or a linear transfer from
security sector to social welfare issues as often assumed. Finally,
a good balance is necessary between a recurrent and capital
expenditure to ensure sustainability.
STRENGTHENING
MECHANISMS FOR DEMOCRATIC ACCOUNTABILITY IN THE DEFENCE POLICY
MAKING PROCESS AND SECURITY BUREAUCRACIES
The
participants agreed that there was the need to strengthen the
mechanisms for democratic accountability in the defence policy
making process. The mechanisms that need to be strengthened include
formal mechanisms (Executive and Legislature) and informal
mechanisms (Personalities, Political Parties, the civil society and
the media) and the Defence/Security Sector bureaucracies..
Participants
agreed that there was a great need for training of parliamentarians
and civil society activists on governance issues in the security
sector. They need to become more knowledgeable because you cannot
control what you do not understand.
STRENGHTENING
DEMOCRATIC ACCOUNTABILITY AND CONTROL OF SECURITY BUREAUCRACIES.
Participants
agreed that there is need for accountability and control of security
bureaucracies at different levels of government- national,
provincial (state) and local levels. Participants recognised that the challenges to be addressed in terms of
control and accountability of security bureaucrats include:
·
Ignorance by the Executive and legislature on the
operations of the security services.
·
The tendency on the part of the executive to use
the security services as tools for perpetuating its interest.
·
The secretive nature of security bureaucracies in
their operations.
·
The absence of a special court to adjudicate cases
involving security services.
·
High rate of illiteracy and ignorance.
·
Lack of democratic structure and values.
·
Lack of recognition of civilian supremacy by
intelligence institutions.
Participants
agreed that there is the need to strengthen the control and
supervision of security bureaucracies. In order to do this, the
following will be crucial:
·
Good governance.
·
Rule of law.
·
Training.
·
Application of oversight powers.
·
Improved relationship between security
bureaucracies and civil society.
The
participants agreed that there is the need for the parliamentary
intelligence committee to ensure that the services are well funded
and the funds properly accounted for. There is the need investigate
past abuses by the intelligence services and the need to prevent
further abuses. The structure of the intelligence services need
close examination. There is a need to separate the political
officers in charge of intelligence (e.g. National Security Adviser
in Nigeria) from the professional branches of the intelligence
services – the Defence Intelligence Agency, National Intelligence
Agency and the State Security Services.
On
policing, participants agreed that there is a correlation between
military intervention and weakening of the police force. It
was suggested that the Nigerian contingent has consistently
emphasised the creation of adequate socioeconomic conditions as a
means of dousing the insecurity fire. Participants agreed that there
is the need to balance centralisation and localisation in the use of
policing as a means of demilitarising public order. More
importantly, the need for accountability and institutional control
of the security services was emphasised. Participants pointed out
that reform process should be owned locally and not dependent on
external players as the use of private security companies and
community vigilantes for internal policing might prove
counter-productive although participants acknowledged that it was
the failure of state apparatus that led to the proliferation of such
companies.
REGIONAL
AND INTERNATIONAL DIMENSIONS OF DEMOCRATIC CONTROL AND SECURITY
TRANSFORMATIONS WITHIN SADC AND ECOWAS
Participants
agreed that there was the need to have regional security mechanisms
that can address the security concerns of various regions. It was
pointed out that the SADC was a very good case of a potentially good
co-operating unit. It however lacks good mechanisms for resolving
differences among the members. Participants also agreed that the
ECOWAS approach offers a useful strategy for regional security
control particularly as there is an overlap of security issues and
concerns in the sub-region. However, there are problems of capacity,
commitment, military intervention, foreign interference and lack of
an institutional base. While
recognising the importance of regional security frameworks though,
participants suggested that as long as they depend on national
security outfits for their operations with no degree of
harmonisation and standardisation of doctrines, force structure and
weapon procurement, it would be difficult to move away from
state-centric security sector transformation. An exclusive focus on regional security mechanisms can also
divert attention away from substantive local issues that can only be
addressed at the national level. Finally, it was observed that the December 1999 ECOWAS
Mechanism on Conflict Prevention, Management and Resolution has the
potential of improving regional security through unified training
and doctrine.
Whilst
participants endorsed the importance of sharing lessons and
experiences with mature democracies, a number of questions remain on
international assistance. Participants identified the problem areas
to include the focus on
items rather than the process and providing the wrong kind of
assistance. It was suggested that recipients of international
assistance need to identify what they want, develop framework and
plan of action, and the kind of system they want.
Additionally,
participants expressed concerns about the donor driven nature of the
current reform process in Nigeria. Specific reference was made to the role being played by the
American private military consultancy outfit – Military
Professionals Resources Incorporated (MPRI) and it was suggested
that the Nigerian government had this organisation imposed on it by
the American government. In
the case of Nigeria, the need for complementarity of programmes and
donor co-ordination was also discussed as the impression is often
created that donors interested in supporting security sector reform
have not been exchanging views amongst themselves. Whilst expressing doubts about the motives behind donor
supported security sector reform such as the on-going one in
Nigeria, there were suggestions from South African participants that
ownership of the reform process is what is key. As long as the country in need is clear about its needs and
there is a high degree of goal consensus among the population on
these needs, donor driven agendas seldom succeed even when they are
dressed up as locally driven through local front organisations or
government agencies. It
was thus agreed that whilst donors can help with resources and some
ideas about their own reform process, the idea that security sector
transformation can be transposed from one setting to another should
be resoundingly discouraged by all role-players in government and
civil society.
COMPARATIVE
DIMENSION: LATIN AMERICA, ASIA AND EUROPE
It
was suggested that there are many lessons to be drawn from the
experiences of democratic control or lack of it in the democratic
transitions in Latin America, Europe and Asia. Participants noted
that certain factors in Latin America have made it difficult to put
the question of reform of the armed forces boldly on the agenda.
These factors include: the pacted nature of many transition
to civil rule which ensured that the hand over did not take place in
a breakdown of law and order and a defeat of the military; concern
for stability and the fact that the military as an institution still
enjoys high level of support of the people – especially in
countries like Chile, Argentina and Brazil. Furthermore, perhaps
because of the gross violation of human rights during the military
regime, all efforts seem to be concentrated on protection of human
rights and not democratic control of the military.
In
Asia, it was pointed out that in Indonesia, Philippines and
Thailand, the military has become a discredited institution. The need to de-politicise the military, de-militarise the
society, redefine the role of the military and ensure civilian
supremacy has been a priority over the last decade. The civil
society needs to play the role of a watchdog. Participants
emphasised the role of constitutionalism and strong political
parties in ensuring civilian supremacy and a high level of clarity
around what the character of the state is.
In
Turkey, it was affirmed that the military appears to be well
respected given its Ataturkian antecedents. Meanwhile, the
military has never been accountable and there is no democratic
control. Indeed, it could be argued that the reverse is often true.
Unfortunately, the issues of security sector reforms are not being
debated probably because of a more pressing threat from Islam and as
a result of the undisciplined and clientelist party politics in the
country.
Participants agreed that
lessons from the Balkans showed that tension between liberalizing
economic reform and political reform can lead to institutional and
social conflicts with grave consequences in countries that are
multiethnic, multi-religious and federal. There is therefore the
need to strike a balance between centralisation and
decentralisation, economic and political reforms.
It was suggested that in
all cases, the increased awareness of military issues on the part of
civilians has promoted a closer dialogue with security officials
NEXT
STEPS?
Participants
commended the highly interactive nature of the exercise and
suggested the following steps:
v
Civil-military
relations and security sector reform are dynamic and on-going
processes, which should be continued and sustained.
v
Given
the nature of the problems, there was a consensus that focus should
be concentrated on civil policing as a means of demilitarising
public order and ensuring individual and community security that can
enhance national unity. Police reform is therefore seen to be central to security
sector reform;
v
It
was agreed that the roundtable should move from the general
considerations to specific sectoral work after the two subsequent
roundtables in Ghana and South Africa to help build the capacity of
practitioners, legislators and scholars;
v
It
was also suggested that subsequent roundtables should be broadened
to include the Ministries/Departments of Defence at the highest
level – Ministers, Deputy Ministers etc, not just the officials
especially if the overall goal is to make an impact on policy;
v
It
was suggested that the regional networks that has emerged out of
this initial cooperation should occur in a more systematic way
v
There
is the need for a more indigenous strategy of security sector reform
and participants endorsed the work of the Security and
Demilitarisation Group aimed at producing an indigenous study on
security sector transformation in Africa as well as the work of the
Governance in the Security Sector research team.
v
Whilst
endorsing the importance of foreign assistance, it was unanimously
agreed that foreign assistance should not be a substitute for local
ownership of the process.
v
There
is the need to build a research and training network that can
benefit other countries in the two regions since the current
scarcity of analytical capacity privilege Nigeria and South Africa
in both regions
v
There
is the need to continue to dialogue amongst the military,
parliamentarians and civil society especially in Nigeria where trust
has been eroded over the years and relationship between military and
civil actors remains fraught with difficulties. Public enlightenment
is critical and both sides were enjoined to be open minded and
committed about promoting a change of attitude on both sides. There
is the need for reorientation of the society.
v
There
is the need for inter-sectoral dialogue including foreign affairs,
intelligence services, the Police and the Military.
v
There
is a need to direct more attention to the gender dimensions of
security sector transformations
v
There
is the need for more interactions between practitioners and
academics in Africa.
v
There
is the need to develop a network among parliamentarians charged with
responsibilities of legislative oversight of military, policing and
intelligence services. In
this regard, the Nigerian parliamentary team extended an open
invitation to their South African counterparts to visit the Nigerian
national Assembly in the New Year.
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